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Policies

Governing policies for user protection, conflict management, and transparent operation of the platform.

CUIP disclosure map
Each policy below satisfies a specific factor of the SEC Staff Statement Regarding Broker-Dealer Registration of Certain User Interfaces (Apr. 13, 2026, File No. 4-894). Additional Factor #12 disclosures live at /compliance, /disclosures, /fees, and /methodology.
Factor #12(6) disclosure

Cybersecurity Policy

Controls and procedures for protecting user data, accounts, and platform infrastructure.

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Factor #12(7) disclosure

MEV Protection Policy

Safeguards against front-running, sandwich attacks, and other MEV extraction.

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Factor #11 evaluation policy

Venue Evaluation Policy

Criteria for evaluating, selecting, and monitoring trading venues and liquidity sources.

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Factor #12(3) disclosure

Conflict of Interest Policy

How identified conflicts are managed and disclosed.

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Private accredited group · Rule 506(b)
Trust|Compliance|Terms|Privacy|Disclosures|Security|FAQ|API

Not financial advice. Truffle is a non-custodial interface. Not a broker-dealer, not an exchange, not a registered investment adviser. Private-company and tokenized-equity positions are illiquid, long-dated, and carry the risk of total loss. Not SIPC protected. You control all transaction parameters. Regulatory posture is detailed on the compliance map and subject to outside counsel's opinion.

© 2026 Truffle